Integrated Annual Report 2025-26 132 ANNEXURE IV Secretarial Compliance Report of Mahindra and Mahindra Limited for the year ended March 31, 2026 To, Mahindra and Mahindra Limited Gateway Building, Apollo Bunder, Mumbai- 400001 We, Parikh & Associates have examined: a) all the documents and records to the extent made available to us and explanations and representations provided by Mahindra and Mahindra Limited (“the listed entity”), b) the filings/ submissions made by the listed entity to the stock exchanges, c) website of the listed entity, d) any other document / filing, as may be relevant, which has been relied upon to make this certification, for the year ended March 31, 2026 (“Review Period”) in respect of compliance with the provisions of: a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued thereunder; and b) the Securities Contracts (Regulation) Act, 1956 (“SCRA”), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India (“SEBI”); The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:- a) Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 and amendments from time to time; b) Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 and amendments from time to time; (Not applicable to the Company during the audit period) c) Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and amendments from time to time; d) Securities and Exchange Board of India (Buyback of Securities) Regulations, 2018 and amendments from time to time; (Not applicable to the company during the review period) e) Securities and Exchange Board of India (Share Based Employee Benefits and Sweat Equity) Regulations, 2021 and amendments from time to time; f) Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021 and amendments from time to time; g) Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 and amendments from time to time; h) Securities and Exchange Board of India (Depositories and Participant) Regulations, 2018 and amendments from time to time; and circulars/ guidelines issued thereunder; and based on the above examination, and considering the relaxations granted by the Ministry of Corporate Affairs and Securities and Exchange Board of India, We hereby report that, during the Review Period: a) The listed entity has generally complied with the provisions of the above Regulations and circulars/ guidelines issued thereunder, except in respect of matters specified below: Sr. No. Compliance Requirement (Regulations/ circulars/ guidelines including specific clause) Regulation / Circular No. Deviations Action Taken by Type of Action Details of Violation Fine Amount Observations/ Remarks of the Practicing Company Secretary Management Response Remarks Advisory/ Clarification/ Fine / Show Cause Notice/ Warning, etc. NIL
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