MAHINDRA & MAHINDRA LTD. | Integrated Annual Report 2022-23

206 MAHINDRA & MAHINDRA LTD. Integrated Annual Report 2022-23 2. Details of fines/penalties/punishment/award/compounding fees/settlement amount paid in proceedings (by the entity or by directors/KMPs) with regulators/law enforcement agencies/judicial institutions, in the financial year: Monetary NGRBC Principle Name of the regulatory/enforcement agencies/judicial institutions Amount (In INR) Brief of the Case Has an appeal been preferred? (Yes/No) Penalty/Fine Nil NA – NA No Settlement Nil NA – NA No Compounding fee Nil NA – NA No Non-Monetary NGRBC Principle Name of the regulatory/enforcement agencies/judicial institutions Brief of the Case Has an appeal been preferred? (Yes/No) Imprisonment Nil NA NA No Punishment Nil NA NA No 3. O f the instances disclosed in Question 2 above, details of the Appeal/Revision preferred in cases where monetary or non-monetary action has been appealed. Case Details Name of the regulatory/enforcement agencies/judicial institutions NA NA 4. D oes the entity have an anti-corruption or anti-bribery policy? If yes, description of ABAC to be provided and if available, provide a web-link to the policy. Yes, the Company practices a zero-tolerance approach to bribery and corruption and has a policy on Anti-Bribery and Anti- Corruption. This policy provides a framework for ensuring compliance with legislations governing bribery and corruption globally. The web-link to the policy is https://www.mahindra.com/investor-relations/policies-and-documents. 5. N umber of Directors/KMPs/employees/workers against whom disciplinary action was taken by any law enforcement agency for the charges of bribery/corruption: FY 2022-23 FY 2021-22 Directors Nil Nil KMPs Nil Nil Employees Nil Nil Workers Nil Nil 6. Details of complaints with regard to conflict of interest: FY 2022-23 FY 2021-22 Number Remarks Number Remarks Number of complaints received in relation to issues of Conflict of Interest of the Directors – NA – NA Number of complaints received in relation to issues of Conflict of Interest of the KMPs – NA – NA 7. Provide details of any corrective action taken or underway on issues related to fines/penalties/action taken by regulators/law enforcement agencies/judicial institutions, on cases of corruption and conflicts of interest. NA