BUSINESS RESPONSIBILITY AND SUSTAINABILITY REPORT 249 Non-Monetary NGRBC Principle Name of the regulatory/ enforcement agencies/ judicial institutions Brief of the Case Has an appeal been preferred? (Yes/No) Imprisonment Nil NA NA NA Punishment Nil NA NA NA * There are no fines / penalties /punishment/ award/ compounding fees/ settlement amount paid in proceedings (by the Company or by directors / KMPs) with regulators/ law enforcement agencies/ judicial institutions in the financial year which are material as specified in Regulation 30(4)((i)(c) of SEBI (Listing Obligations and Disclosure Obligations) Regulations, 2015 (“LODR”). Please refer to Company’s website at https://www.mahindra.com/investorrelations/regulatory-filings to access the disclosures made to the Stock Exchanges under Regulation 30 of LODR for penalties levied by Tax Authorities in connection with assessment matters. 3. O f the instances disclosed in Question 2 above, details of the Appeal/ Revision preferred in cases where monetary or non-monetary action has been appealed. [GRI 2-27] Case Details Name of the regulatory/ enforcement agencies/ judicial institutions NA NA 4. D oes the entity have an anti-corruption or anti-bribery policy? If yes, provide details in brief and if available, provide a web-link to the policy [GRI 2-23, 3-3] Yes, the Company practices a zero-tolerance approach to bribery and corruption and has a policy on Anti-Bribery and AntiCorruption. This policy provides a framework for ensuring compliance with legislations governing bribery and corruption globally. The web-link to the policy is https://www.mahindra.com/investor-relations/policies-and-documents. 5. N umber of Directors/KMPs/employees/workers against whom disciplinary action was taken by any law enforcement agency for the charges of bribery/ corruption [GRI 205-1, 205-3]: FY 2023-24 FY 2022-23 Directors Nil Nil KMPs Nil Nil Employees Nil Nil Workers Nil Nil 6. Details of complaints with regard to conflict of interest [GRI 2-25, 2-15]: FY 2023-24 FY 2022-23 Number Remarks Number Remarks Number of complaints received in relation to issues of Conflict of Interest of the Directors - NA - NA Number of complaints received in relation to issues of Conflict of Interest of the KMPs - NA - NA 7. Provide details of any corrective action taken or underway on issues related to fines / penalties / action taken by regulators/ law enforcement agencies/ judicial institutions, on cases of corruption and conflicts of interest. [GRI 205-3] NA
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